Security & Privacy



We at Capstone Alliance Group take the protection of personal information very seriously. We have adopted an all-inclusive privacy policy and have implemented practices to safeguard the confidentiality of your personal information. As part of our services, Capstone Alliance Group also routinely collects and processes the individual personal information of our clients.

Personal information is any data that identities an individual. This includes an individual’s name, address, age, financial details, tax identification number, credit history, personal email address and telephone numbers. In our capacity as an investment company, our clients provide their personal information. Capstone Alliance Group will ensure such personal information is processed in a protected method and is used to deliver the best possible service to our clients.

Typically a client’s consent is obtained by the Capstone Alliance Group investment representative at the time of account opening, either through the application procedure, by means of verbal consent, or in some form of disclosure document. There may be instances when personal information is collected from the client’s personal advisors, credit bureaus or other financial institutions. In these instances we would ensure the necessary written consent has been obtained before collecting and using their personal information.

An investor’s personal information will only be utilized for the purposes for which it was collected. Capstone Alliance Group may share personal information with other parties as necessary by law and with third parties supporting us in providing services, including investor statement preparation and printing. Capstone Alliance Group has legal agreements with such third party providers to guarantee the proper handling and safeguarding of personal information.